Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
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About
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
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Recent episodes
- Season 12, Episode 10: COP 29 summit and the elephant in the room
- Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine
- Series 12, Episode 8: Consumer Duty, so far so good?
- Series 12, Episode 7: Bluecrest
- Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?
- Series 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk
- Season 12, Episode 4: Basel 3 Endgame: where do we stand?
- Season 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf
- Series 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners
- Series 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance