The Securities Compliance Podcast: Compliance In Context
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About
Meet Patrick Hayes, Founder and Managing Partner of Hayes Law and Compliance and your host for The Securities Compliance Podcast presented by the National Society of Compliance Professionals. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.
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Recent episodes
- S6:E13 | Introducing the NSCP Compliance Mapping Tool and Previewing the National Conference | Compliance in Context
- S6:E12 | How Do We Develop Compliance Officers In An AI Era? | Compliance in Context
- S6:E11 | A Comprehensive Look at Ponzi Schemes – Lessons From The Front Lines | Compliance in Context
- S6:E10 | Building Compliance in an AI World | Compliance in Context
- S6:E9 | FINRA Forward and Some New Rulemaking | Compliance in Context
- S6:E8 | Amendments to the SEC Enforcement Manual | Compliance in Context
- Episode S6:E7 | Tokenization and Crypto—What’s Happening Now? | Compliance in Context
- S6:E6 | SEC Marketing Rule Risk Alert and FAQs—Oh My! | Compliance in Context
- S6:E5 | Are You Ready For Reg S-P? | Compliance in Context
- S6:E4 | SEC Enforcement Review – Lessons From The Front Lines | Compliance in Context