Compliance into the Weeds

Tom Fox

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About

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.

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Recent episodes

  • Southern Glazer’s NPA: How Remediation and ECCP Alignment Drove a Favorable SettlementSep 30, 2026 · 23 min
  • Whistleblower Resolution Delays Is Justice DeniedSep 23, 2026 · 21 min
  • Governing Agentic AI: DFS Cyber Risk Assessments, EU AI Act Accountability, and the Inventory ProblemSep 16, 2026 · 28 min
  • Clippers Salary-Cap Circumvention: Sham Endorsements, Contract Red Flags, and Compliance LessonsSep 9, 2026 · 34 min
  • Broken Execution in Day-to-Day Compliance Operations – The BAE Enforcement ActionSep 2, 2026 · 22 min
  • AI for Compliance: Lessons from Teaching Cohorts⁠Aug 26, 2026 · 25 min
  • Compliance Implications of DOJ’s New Fraud Division and McDonald MemoAug 19, 2026 · 24 min
  • Ted Lasso, Culture and ComplianceAug 12, 2026 · 28 min
  • FinCEN’s $125MM UBS AML Order: A Culture and Resourcing FailureAug 5, 2026 · 26 min
  • Scoular Company FCPA Settlement: Cartel Links, Border Trade Risks, and Compliance LessonsJul 29, 2026 · 27 min

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