FINRA Unscripted
- Business · Investing
- Government
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About
FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.
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Recent episodes
- FINRA's Intraday Margin Standard: What Investors and Members Need to Know
- Inside FINRA's Financial Intelligence Fusion Center
- How FINRA Turns Member Feedback Into Action
- Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis
- How FINRA Is Enhancing Member Firm Examinations
- Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements
- How FINRA Is Streamlining Data Requests
- Financial Security in 2026: Tips for Investors and How Firms Can Help
- Investors in the United States: Key Trends and Insights from the National Financial Capability Study
- Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership